Broker Check

Our Process

Step 1

  • Identify your goals, values, dreams, concerns / challenges

Step 2

  • Determine risk tolerance
  • Analyze current investment portfolio
  • Develop asset allocation strategy
  • Portfolio construction

Step 3

  • In-person meeting to present recommended investment strategy

Step 4

  • Open new accounts
  • Transfer existing assets
  • Conduct trades to execute agreed-upon Investment Strategies

Step 5

  • First statements
  • Organization of paperwork
  • Set-up online account access and review online resources.

Step 6

  • Comprehensive Financial Planning
  • Retirement Planning
  • Credit and Lending
  • Education Planning
  • Charitable Giving
  • Succession Planning

Step 7

  • Develop schedule for review meetings
  • Monitoring of asset management
  • Changes as needed